ZWA514运用举报机制提升公司治理

课程简介

本课程以简易实操方式逐步指导讲解如何建立企业举报机制以加强公司治理。

课程详情

课程价格 面议
课程时长 1天
课程时间 9:00上午 - 5:00下午
课程地点 上海
SDF 批准 NA
未来技能培训补助 NA
即将开设的课程 14 Oct 2019
19 Nov 2019
22 Jan 2020

建立机制让员工或公司合作伙伴在不用担心被报复的情况下向管理层举报舞弊或其他不合规的事是阻止和侦测舞弊行为的最有效途径之一。由于需要周详的准备,实施和维护,设立举报机制似乎是一项艰巨的任务。

参与者在完成本计划后将: - 能设置举报程序, - 能处理举报热线机制常见的错误 - 能适当管理跟踪举报事项 - 能为管理层提供举报机制的汇总信息

  1. 举报机制概述

- 定义 - 趋势和监管要求

  1. 举报机制先决条件

- 管理层和审计委员会的认可 - 政策制定 - 保密和不报复 - 流程,程序,推广,培训,申报,年度复习

  1. 举报机制中的关键组成部分

- 举报方式(电子邮件,电话,文字,社交媒体?) - 热线海报,横幅,名片 - 企业行为准则 - 道德与合规委员会 - 调查框架与SOP - 调查队

  1. 举报机制和调查框架的法律方面考虑

- 内外法律风险 - 公司层面的风险和员工风险 - 证据基本知识 - 隐私,诽谤,不正当的解雇,员工安全,调查疏忽

  1. 收到了第一个投诉信 - 现在该如何呢?

- 管理企业调查中的声誉风险 - 使用外包调查员,私家侦探 - 风险和预防措施 - 遵循有效合法和道德的调查程序

  1. 制定有效的调查程序

- 事件管理与跟踪 - 调查程序 - 调查文件 - 定期报告 - 证据处理

  1. 最终报告

- 纪律处分 - 员工与媒体沟通

  1. 调查技术的简要了解

- 数据分析 - 现场观察 - 专访 - 审讯

  1. 调查报告

- 报告撰写 - 分离责任 - 事实查询者,决策者,执行人 - 调查员调和 - 内疚感 - 谁是坏人 - 员工沟通,控制点改进

  • 审计员,调查员,企业安全
  • 采购经理,
  • 会计师和财务经理
  • 客户服务
  • 人力资源经理
  • 企业家,商界人士,销售和业务发展

多媒体互动讲授、案例讨论交流、模板工具共享

Kent Hoh

Kent Hoh

Kent Hoh is a prolific trainer in audit, fraud investigation, corporate governance, personal effectiveness, blockchain technology and big data. He has over 20 years’ experience in leading internal audit and forensic investigation functions of MNC in the region and globally. Kent Hoh has also spearheaded several roles in financial management, compliance and corporate governance of technology company. Kent has conducted numerous audit and investigation projects in Americas, Asia and Europe including Singapore, Indonesia, Malaysia, Thailand, India, Pakistan, China, Japan, Australia, New Zealand, Brazil, Hungary, Poland, Italy, Germany, USA, etc. Some of these projects involved hundreds of million dollars fraud scheme and syndicated crimes.

Kent holds a master’s degree in business Admin (MBA), Graduate Diploma in Business, Bachelor of Law (Hons), and a Bachelor of Accounting (Hons). Kent Hoh is also a Certified Fraud Examiner (CFE) and Certified Internal Auditor (CIA). He possesses the qualifications of the UK Chartered Secretary and Administrator (ICSA), Malaysian Institute of Certified Public Accountants (MICPA), Certified Information System Auditor (CISA) and Certified Bitcoin Expert (CBIE).

Kent Hoh has been an active trainer for large corporations, SME and non-profit-organizations such as Institute of Internal Audit (IIA) Singapore, IIA Malaysia, Institute of Singapore Chartered Accountants, Malaysia Institute of Accountants, China IIA, China Enterprise Anti-fraud Alliance, Enterprise Financial Management Association of China. Kent Hoh is also an adjunct lecturer for universities and college in Singapore, Shanghai, Nanjing and Hangzhou, China. As an enthusiast in cryptocurrency and a bitcoin mining farm investor, Kent researched heavily into this revolutionized Blockchain technology. He teaches fundamental blockchain and cryptocurrency at various institutions in China.

Currently, Kent Hoh serves as the Vice President of Internal Audit in an SGX listed company. As a strong believer that knowledge sharing create synergy, Kent is very passionate in sharing his experience. He capitalizes his free time conducting training classes and workshops.

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