ZWA505采购舞弊风险防控最佳实践

课程简介

本课程将详细介绍采购人员和审计人员必须懂得的实际风控工具和技术,以发现及解决潜在的舞弊欺诈和采购周期中的失误。

课程详情

课程价格 面议
课程时长 1天
课程时间 9:00am - 5:00pm
课程地点 上海
SDF 批准 NA
未来技能培训补助 NA
即将开设的课程 7 Aug 2019
19 Sep 2019
30 Oct 2019

采购欺诈是企业内最常见的舞弊计划之一。采购就是有钱的地方,采购欺诈是昂贵的。约29个采购舞弊可能发生在整个从采购到付款周期的任何阶段。其中一些舞弊行为涉及利益冲突,贪污和串通,这是很难被发现的。管理采购舞弊风险一直是许多组织痛苦的尝试。不需要痛苦的! 如果您配备了关于采购流程,系统,欺诈手段和红旗警钟的正确知识,以及早期发现它们的技能!使用适当的策略和工具,我们甚至可以防止欺诈和把采购风险降到最低!

从本课程中,参与者将获得采购流程和系统的完整概述。将讨论采购生命周期中的所有阶段,以揭示采购活动的“内部”及其不言而喻的规则。本课程旨在涵盖采购人员和审计人员拥有的工具和技术的学习和应用,以解决潜在的欺诈和采购周期中的失误。

参与者在完成本计划后将: - 能够评估或审计采购以识别欺诈计划的红旗 - 部署流程和系统,以尽量减少或消除采购控制薄弱环节 - 了解系统采购功能的流程和程序 - 能够侦查和调查采购欺诈的可疑红旗 - 实施采购欺诈风险预防策略和流程

  1. 采购欺诈概述

- 难以侦测的原因

  1. 29个采购舞弊计划 (八大类别)

- 腐败 - 规格操作 - 假购买 - 交付 - 虚假发票 - 招标方案 - 虚假信息 - 伪造

  1. 侦查采购欺诈红旗

  2. 调查采购欺诈

- 文件审查和数据分析 - 监督和数字法证 - 信息寻访 - 认罪面试 - 证据的基本概念 - 有效的法证调查框架

  1. 制定采购舞弊风险管理

- 策略(一把手) - 结构(集中,权力下放采购,IPO) - 流程(道德准则,轮调,强制假,举报热线) - 人员(岗位筛选,培训,奖励和奖励) - 治理结构(监督结构,123线防御) - 系统(授权矩阵,分工,系统验证)

  1. 基本采购原则,过程和挑战
  • 首席财务官,财务经理,会计师
  • 采购,人力资源经理
  • 内部审计师,审计总监,审计总监
  • 控制和合规官,道德官员,风险经理
  • 法证审核员,防损和防欺诈员
  • 外部审计员,监管机构工作人员

演讲,讨论和案例研究。多媒体,游戏和模板共享

Kent Hoh

Kent Hoh

Kent Hoh is a prolific trainer in audit, fraud investigation, corporate governance, personal effectiveness, blockchain technology and big data. He has over 20 years’ experience in leading internal audit and forensic investigation functions of MNC in the region and globally. Kent Hoh has also spearheaded several roles in financial management, compliance and corporate governance of technology company. Kent has conducted numerous audit and investigation projects in Americas, Asia and Europe including Singapore, Indonesia, Malaysia, Thailand, India, Pakistan, China, Japan, Australia, New Zealand, Brazil, Hungary, Poland, Italy, Germany, USA, etc. Some of these projects involved hundreds of million dollars fraud scheme and syndicated crimes.

Kent holds a master’s degree in business Admin (MBA), Graduate Diploma in Business, Bachelor of Law (Hons), and a Bachelor of Accounting (Hons). Kent Hoh is also a Certified Fraud Examiner (CFE) and Certified Internal Auditor (CIA). He possesses the qualifications of the UK Chartered Secretary and Administrator (ICSA), Malaysian Institute of Certified Public Accountants (MICPA), Certified Information System Auditor (CISA) and Certified Bitcoin Expert (CBIE).

Kent Hoh has been an active trainer for large corporations, SME and non-profit-organizations such as Institute of Internal Audit (IIA) Singapore, IIA Malaysia, Institute of Singapore Chartered Accountants, Malaysia Institute of Accountants, China IIA, China Enterprise Anti-fraud Alliance, Enterprise Financial Management Association of China. Kent Hoh is also an adjunct lecturer for universities and college in Singapore, Shanghai, Nanjing and Hangzhou, China. As an enthusiast in cryptocurrency and a bitcoin mining farm investor, Kent researched heavily into this revolutionized Blockchain technology. He teaches fundamental blockchain and cryptocurrency at various institutions in China.

Currently, Kent Hoh serves as the Vice President of Internal Audit in an SGX listed company. As a strong believer that knowledge sharing create synergy, Kent is very passionate in sharing his experience. He capitalizes his free time conducting training classes and workshops.

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