ZWA510管理企业内部调查的最佳实践

课程简介

本课程概述了进行内部调查的最佳实践。学员将了解公司在舞弊欺诈和内部调查中面临的各种法律问题和声誉风险。学员也将逐步了解如何建立企业整体调查框架。

课程详情

课程价格 面议
课程时长 1天
课程时间 9:00上午 - 5:00下午
课程地点 上海
SDF 批准 NA
未来技能培训补助 NA
即将开设的课程 7 Jan 2020
11 Feb 2020
24 Mar 2020

舞弊欺诈、合规问题与员工不当行为在今天的企业中并不陌生。舞弊事件可能导致公司垮台。预防及尽早发现舞弊事件是重要的。同样重要的是当有舞弊事件或怀疑有舞弊事如何进行专业调查来解决这些问题。调查不善不仅破坏了揭露事实的机会也可能给公司带来声誉和法律风险。对正当程序,员工隐私, 权益的期望要求公司以专业的方式进行内部调查。 本课程概述了进行内部调查的最佳实践。学员将了解公司在舞弊欺诈和内部调查中面临的各种法律问题和声誉风险。学员也将逐步了解如何建立企业整体调查框架。

参与者在完成本计划后将: - 理解舞弊欺诈和内部调查的整体概念 - 了解内部调查中的法律风险和声誉风险的各个方面 - 能够专业,自信地进行有效的内部调查 - 获得调查技术的基础知识 - 了解证据,诽谤等基本法律概念

  1. 舞弊欺诈与内部调查概述

- 法律风险的维度 - 公司或员工层面 - 欺诈三角与舞弊五角

  1. 法律与名誉风险管理

- 诽谤的风险,错误的解雇, - 隐私干预,非法入侵,安全,疏忽 - 声誉风险和企业沟通(社交媒体)

  1. 内部调查周期

- 调查原则 - 事件管理 - 案例创建,规划 - 调查执行 - 文件,数据,观察,访谈 - 案件关闭 - 调查的漏斗效应 - 透视窥视?

  1. 进行专业面试

- 采用SWOT及OPEN访谈

  1. 内部调查文件和证据

- 文件,归档和索引,数字证据 - 处理证据(物理,文件,数字) - 准备诉讼?首先了解证据

  1. 报告,行动与沟通

- 在调查报告中写什么 - AEIOU,3S SQL ACTION) - 分离责任 - 事实查询者,决策者,执行人 - 调查员的自我调节 - 谁是坏人呢? - 积极舞弊风险管理

  • 人力资源人员,合规经理,审计专业人员
  • 法证审核员,调查员和安全专业人员
  • 监管机构工作人员
  • 涉及进行内部调查工作的财务专业人员

多媒体互动讲授、案例讨论交流、模板工具共享

Kent Hoh

Kent Hoh

Kent Hoh is a prolific trainer in audit, fraud investigation, corporate governance, personal effectiveness, blockchain technology and big data. He has over 20 years’ experience in leading internal audit and forensic investigation functions of MNC in the region and globally. Kent Hoh has also spearheaded several roles in financial management, compliance and corporate governance of technology company. Kent has conducted numerous audit and investigation projects in Americas, Asia and Europe including Singapore, Indonesia, Malaysia, Thailand, India, Pakistan, China, Japan, Australia, New Zealand, Brazil, Hungary, Poland, Italy, Germany, USA, etc. Some of these projects involved hundreds of million dollars fraud scheme and syndicated crimes.

Kent holds a master’s degree in business Admin (MBA), Graduate Diploma in Business, Bachelor of Law (Hons), and a Bachelor of Accounting (Hons). Kent Hoh is also a Certified Fraud Examiner (CFE) and Certified Internal Auditor (CIA). He possesses the qualifications of the UK Chartered Secretary and Administrator (ICSA), Malaysian Institute of Certified Public Accountants (MICPA), Certified Information System Auditor (CISA) and Certified Bitcoin Expert (CBIE).

Kent Hoh has been an active trainer for large corporations, SME and non-profit-organizations such as Institute of Internal Audit (IIA) Singapore, IIA Malaysia, Institute of Singapore Chartered Accountants, Malaysia Institute of Accountants, China IIA, China Enterprise Anti-fraud Alliance, Enterprise Financial Management Association of China. Kent Hoh is also an adjunct lecturer for universities and college in Singapore, Shanghai, Nanjing and Hangzhou, China. As an enthusiast in cryptocurrency and a bitcoin mining farm investor, Kent researched heavily into this revolutionized Blockchain technology. He teaches fundamental blockchain and cryptocurrency at various institutions in China.

Currently, Kent Hoh serves as the Vice President of Internal Audit in an SGX listed company. As a strong believer that knowledge sharing create synergy, Kent is very passionate in sharing his experience. He capitalizes his free time conducting training classes and workshops.

View Other Courses by Kent Hoh