ZWA504公司治理内部反舞弊调查实践

课程简介

舞弊风险管理始于公司治理。如何搭建完善的治理及内控体制以降低舞弊欺诈、合规问题已是当今企业高度关注的事。 此课程将以大量案例探讨公司治理及内控机制,让学员全方位掌握防范及调查公司内部舞弊。

课程详情

课程价格 面议
课程时长 1天
课程时间 9:00am - 5:00pm
课程地点 上海
SDF 批准 NA
未来技能培训补助 NA
即将开设的课程 6 Aug 2019
16 Sep 2019
21 Oct 2019

近年来,国内外层出不穷的财务舞弊会计丑闻不仅给企业和股东造成了巨大的经济损失,也对国内企业及资本市场产生了重大冲击和深远影响。 充分了解公司治理能有效减少企业舞弊的发生及其带来的损失;另一方面,在建立内部控制的过程中也会考虑得更为周详,从而达到事半功倍的效果。

舞弊风险管理始于公司治理。如何搭建完善的治理及内控体制以降低舞弊欺诈、合规问题已是当今企业高度关注的事。 当舞弊事件发生时如何调查与处理也是同等重要。处理不善不仅破坏揭露事实的机会,也可能给公司带来声誉和法律风险。此课程将以大量案例探讨公司治理及内控机制,让学员全方位掌握防范及调查公司内部舞弊。

课程收益 • 理解公司治理及内控风险管理 • 对企业舞弊深入系统性的理解 • 对舞弊防范实施有全方位认识 • 掌握公司反舞弊调查实践方法

第一部分:企业舞弊征兆 (一) 常见涉及舞弊部门与财务预警征兆 (二) 处理舞弊挑战与应对 (三) 舞弊案例简解与分析

第二部分:舞弊调查方法 (一) 财务文件审核,数据分析技巧 – 本福特定律,M-指数,Z-指数 (二) 电子痕迹采集, 现场观察监视

第三部分:舞弊事件处理与立案 (一) 企业内查处理舞弊注意事项 (二) 刑事处理法律风险管理

第四部分:中国企业舞弊防范治理 (一) 《企业内部控制基本规范》下的公司治理舞弊防范 (二) 搭建PPPSSS内控体系 (人员,制度,流程,战略,系统,架构) (三) 舞弊防范中财务制衡与威慑 1. 人工智能管控,举报机制,职责分离,数据预警 2. 企业风评 ERM, 内控自评 CSA, 舞弊风评 FRA

企业高管,财务总监,财务经理,审计总监,内控经理

演讲,讨论和案例研究。多媒体,游戏和模板共享

Kent Hoh

Kent Hoh

Kent Hoh is a prolific trainer in audit, fraud investigation, corporate governance, personal effectiveness, blockchain technology and big data. He has over 20 years’ experience in leading internal audit and forensic investigation functions of MNC in the region and globally. Kent Hoh has also spearheaded several roles in financial management, compliance and corporate governance of technology company. Kent has conducted numerous audit and investigation projects in Americas, Asia and Europe including Singapore, Indonesia, Malaysia, Thailand, India, Pakistan, China, Japan, Australia, New Zealand, Brazil, Hungary, Poland, Italy, Germany, USA, etc. Some of these projects involved hundreds of million dollars fraud scheme and syndicated crimes.

Kent holds a master’s degree in business Admin (MBA), Graduate Diploma in Business, Bachelor of Law (Hons), and a Bachelor of Accounting (Hons). Kent Hoh is also a Certified Fraud Examiner (CFE) and Certified Internal Auditor (CIA). He possesses the qualifications of the UK Chartered Secretary and Administrator (ICSA), Malaysian Institute of Certified Public Accountants (MICPA), Certified Information System Auditor (CISA) and Certified Bitcoin Expert (CBIE).

Kent Hoh has been an active trainer for large corporations, SME and non-profit-organizations such as Institute of Internal Audit (IIA) Singapore, IIA Malaysia, Institute of Singapore Chartered Accountants, Malaysia Institute of Accountants, China IIA, China Enterprise Anti-fraud Alliance, Enterprise Financial Management Association of China. Kent Hoh is also an adjunct lecturer for universities and college in Singapore, Shanghai, Nanjing and Hangzhou, China. As an enthusiast in cryptocurrency and a bitcoin mining farm investor, Kent researched heavily into this revolutionized Blockchain technology. He teaches fundamental blockchain and cryptocurrency at various institutions in China.

Currently, Kent Hoh serves as the Vice President of Internal Audit in an SGX listed company. As a strong believer that knowledge sharing create synergy, Kent is very passionate in sharing his experience. He capitalizes his free time conducting training classes and workshops.

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