ZWA508审计和舞弊调查中的文件审核

课程简介

本课程为参加者提供相关文件审查技能,以发现可疑和虚构的会计凭证,合同和商业文件。还将邀请与会者审查伪造和复制和粘贴签名

课程详情

课程价格 面议
课程时长 1天
课程时间 9:00am - 5:00pm
课程地点 上海
SDF 批准 NA
未来技能培训补助 NA
即将开设的课程 11 Dec 2019
15 Jan 2020
12 Feb 2020

几乎所有成功和坚实的审计和调查都是通过有效的文件审查完成的。在复杂的文件和信息系统很常见的商业世界中,审计师依靠传统的凭证检查来发现欺诈的日子已经过去了。有效的文件审查要求在查看商业交易和文件时进行思维转变。它推动审计师进行逻辑思考,进一步挖掘,发现签名的真实含义,协议书,交货单,费用表,发票,甚至董事会决议。本课程为参加者提供相关文件审查技能,以发现隐藏在可疑文件和签名之后的真实审计发现和欺诈。实际案例,例如亚洲啤酒厂,巴林银行等将在此课程中进行讨论。

参与者在完成本计划后将: - 获得在审计和调查中文件审查的总体概念 - 更有能力识别虚构的文件和伪造的签名 - 了解有关文件证据的基本规定 - 能够在审计、调查和其他财务审查中执行有效的文件审查 - 获得有关欺诈/不法行为的常见检测技术的知识

  1. 文件审查的重要性

  2. 文件审查概述 • 科学与内容审查 • 内部 (O2C, P2P)与外部文件

  3. 文件审查的目的 • 鉴定(5W1H) • 违规 • 合同

  4. MCAFE 文件审核 • 遗失,造假,修改,冒签,涂改 • 寻找黑天鹅

  5. 不同类型的签名、盖章、系统签名

  6. 文书证据

  • 任何有兴趣查阅文件和找出伪造品的人
  • 财务总监,财务总监,财务经理和会计师
  • 采购和人力资源专业人员
  • 审计师,审计经理,法证审核员, 合规与内部控制专员

演讲、小组讨论和案例研究。多媒体、游戏和模板共享

Kent Hoh

Kent Hoh

Kent Hoh is a prolific trainer in audit, fraud investigation, corporate governance, personal effectiveness, blockchain technology and big data. He has over 20 years’ experience in leading internal audit and forensic investigation functions of MNC in the region and globally. Kent Hoh has also spearheaded several roles in financial management, compliance and corporate governance of technology company. Kent has conducted numerous audit and investigation projects in Americas, Asia and Europe including Singapore, Indonesia, Malaysia, Thailand, India, Pakistan, China, Japan, Australia, New Zealand, Brazil, Hungary, Poland, Italy, Germany, USA, etc. Some of these projects involved hundreds of million dollars fraud scheme and syndicated crimes.

Kent holds a master’s degree in business Admin (MBA), Graduate Diploma in Business, Bachelor of Law (Hons), and a Bachelor of Accounting (Hons). Kent Hoh is also a Certified Fraud Examiner (CFE) and Certified Internal Auditor (CIA). He possesses the qualifications of the UK Chartered Secretary and Administrator (ICSA), Malaysian Institute of Certified Public Accountants (MICPA), Certified Information System Auditor (CISA) and Certified Bitcoin Expert (CBIE).

Kent Hoh has been an active trainer for large corporations, SME and non-profit-organizations such as Institute of Internal Audit (IIA) Singapore, IIA Malaysia, Institute of Singapore Chartered Accountants, Malaysia Institute of Accountants, China IIA, China Enterprise Anti-fraud Alliance, Enterprise Financial Management Association of China. Kent Hoh is also an adjunct lecturer for universities and college in Singapore, Shanghai, Nanjing and Hangzhou, China. As an enthusiast in cryptocurrency and a bitcoin mining farm investor, Kent researched heavily into this revolutionized Blockchain technology. He teaches fundamental blockchain and cryptocurrency at various institutions in China.

Currently, Kent Hoh serves as the Vice President of Internal Audit in an SGX listed company. As a strong believer that knowledge sharing create synergy, Kent is very passionate in sharing his experience. He capitalizes his free time conducting training classes and workshops.

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